Professional Compliance Certificate Designs & Templates

Download these 8 Free Sample Professional Compliance Certificate Templates to help you prepare your own Compliance Certificate.

The Companies (Amendment) Act, 2000 has inserted a new provision to the sub‑section (1) of section 383A of the Companies Act, 1956, (from now on referred to as “the Act”) with regard to the issue of Compliance Certificate, which reads as follows:

“S. 383A (1). Every company having such paid‑up share capital as may be prescribed shall have a whole‑time secretary, and where the Board of directors of any such company comprises only two directors, neither of them shall be the secretary of the company:

Need for Compliance Certificate:

The sequential annual reports on the Working and Administration of the Companies Act, 1956 discloses that a many document are returned for modification of defects and also remain pending for being taken on record. Further, every year, the Department of Company Affairs institutes a large number of trials against the companies and their officers in default for breaching of various provisions of the Companies Act. Most of the companies are private one against which prosecutions are instituted or else they are small public limited companies which do not have the advantage of expert professional services of a qualified Company Secretary. And so, smaller companies easily fall prey to violations of the provisions of the Companies Act because of the absence of professional support as compared to larger companies which have employed a qualified Company Secretary.

Using Compliance Certificate Templates:

Compliance Certificate is beneficial as it creates sentience among companies to obey the provisions of the Companies Act and also provides an apparatus for self-regulation by companies. Compliance Certificate are not only an effective mechanism for ensuring that the legal and technical requirements under the Companies Act are duly observed but also helps to instill professional discipline in the working of a company also building up the essential confidence in the state of affairs of the company. A Compliance Certificate relieves the company and its directors from the consequences of accidental non‑compliance of the provisions of the Companies Act. It further helps to curb the tendency of the smaller companies to cut through the procedural requirements primarily occurring due to ignorance or lack of professional support.

Free Professional Compliance Certificate Templates

Here is preview of This First Sample Professional Compliance Certificate Template in MS Word format.

Source: mywordtemplates.org

Download link for this Sample Professional Compliance Certificate Template.

Here is preview of another Sample Professional Compliance Certificate Template in MS Word format.

Source: worksafe.qld.gov.au

Download link for this Sample Professional Compliance Certificate Template.

Here is preview of another Sample Professional Compliance Certificate Template in MS Word format.